Series 79 : Investment Banking Representative Exam

About this course

Achieve the FINRA Series 79 license to work as an Investment Banking Representative. This exam validates expertise in facilitating M&A, financial restructuring, and advising on public and private debt/equity securities offerings. Long, Catchy & Professional Course Description Break into the Deal World: Master the Series 79 LicenseThe FINRA Series 79—the Investment Banking Representative Exam—is the crucial, specialized license for finance professionals focused on the high-stakes world of Investment Banking. This certification is your entry point, validating your competency in the complex mechanics of corporate finance, capital raising, and advisory services.This intensive course is designed specifically to cover the three major, weighted job functions tested by the FINRA exam, giving you the expertise to manage every stage of a deal:Function 1: Collection, Analysis, and Evaluation of Data (49%): Master the foundation of investment banking. You will learn to gather, analyze, and evaluate financial, performance, and transaction data from SEC filings (like Forms 10-K, 10-Q, and 8-K), and apply core valuation methodologies (e.g., comparable companies, precedent transactions, discounted cash flow).Function 2: Underwriting/New Financing Transactions, Types of Offerings, and Registration (27%): Gain deep knowledge in the process of raising capital. This includes understanding the differences between public and private offerings, the intricacies of the Securities Act of 1933, the structure of various underwritings (e.g., firm commitment, best efforts), and the due diligence required for disclosure documents.Function 3: Mergers and Acquisitions (M&A), Tender Offers, and Financial Restructuring (24%): Conquer the advisory side of inve